Broker Dealer Unclaimed Property
Limit your exposure by finding "lost" account holders.
Laurel Hill's Asset Recovery Center can assist in creating an outreach follow up protocol to assure Broker Dealer's are in compliance with the new ruling thus protecting their reputation and safeguarding against possible fines. Initially approved in 1997, the SEC Rule 17ad-17 encompasses a mandated search and communication outreach to unclaimed property account holders required by Transfer Agents. This Ruling also encompasses Broker Dealers to adhere to the same search procedures.
Laurel Hill specializes in locating “lost” shareholders and providing them with valuable time-saving assistance in claiming their assets. Our services have been instrumental in finding and contacting
up-to 90% of the “lost” shareholder population and assisting 60% in claiming their assets.
To find out how we can tailor a program to fit your exact needs contact email@example.com.